View:
FORM 5
|x | Form 4 Transactions Reported
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION _____________________
WASHINGTON, D.C. 20549 | OMB APPROVAL |
ANNUAL STATEMENT OF |_____________________|
CHANGES IN BENEFICIAL OWNERSHIP |OMB NUMBER: 3235-0362|
|EXPIRES: |
| DECEMBER 31, 2001 |
Filed pursuant to Section 16(a) of the |ESTIMATED AVERAGE |
Securities Exchange Act of 1934, |BURDEN HOURS |
Section 17(a) of the Public Utility |PER RESPONSE ... 1.0 |
Holding Company Act of 1935 |_____________________|
or Section 30(f) of the Investment
Company Act of 1940
- ---------------------------------------------------------------------------
1. Name and Address of Reporting Person
Silverman Henry R.
----------------------------------------------------------------------
(Last) (First) (Middle)
c/o Cendant Corporation
9 West 57th Street, 37th Floor
------------------------------------------------------------------------
(Street)
New York New York 10019
-----------------------------------------------------------------------
(City) (State) (Zip)
- ---------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol
Cendant Corporation ("CD")
- ---------------------------------------------------------------------------
3. IRS or Social Security Number of Reporting Person, if an
entity(Voluntary)
- ---------------------------------------------------------------------------
4. Statement of Month/Year
12/31/2000
- ---------------------------------------------------------------------------
5. If Amendment, Date of Original (Month/Year)
2/13/2001
- --------------------------------------------------------------------------
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
(X) Director
( ) 10% Owner
(X) Officer (give title below)
( ) Other (specify title below)
Chairman of the Board, President and CEO
----------------------------------------------------
- --------------------------------------------------------------------------
7. Individual, or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
- ----------------------------------------------------------------------
===========================================================================
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,
OR BENEFICIALLY OWNED
- --------------------------------------------------------------------------
1. Title of Security (Instr. 3)
Common Stock (series designated CD stock)
- ----------------------------------------------------------------------------
2. Transaction Date (Month/Day/Year)
06/15/00(1) / 06/15/00(2)
- ----------------------------------------------------------------------------
3. Transaction Code (Instr. 8)
M4(1) / M4(2)
- -----------------------------------------------------------------------------
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)
2,674,170 Acquired $1.54(1)
2,674,170 Acquired $1.68(2)
--------- -------- -----
Amount (A)or(D) Price
- ----------------------------------------------------------------------------
5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 3 and 4)
6,848,415
- -----------------------------------------------------------------------------
6. Ownership Form: Direct(D) or Indirect(I) (Instr. 4)
Direct(1) / Direct(2)
- -----------------------------------------------------------------------------
7. Nature of Indirect Beneficial Ownership (Instr. 4)
===========================================================================
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY
OWNED(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE
SECURITIES)
- ------------------------------------------ ---------------------------------
1. Title of Derivative Security (Instr. 3)
Stock Option (right to buy)
- -----------------------------------------------------------------------------
2. Conversion or Exercise Price of Derivative Security
$1.54(1)
$1.68(2)
$22.10(3)
- -----------------------------------------------------------------------------
3. Transaction Date (Month/Day/Year)
06/15/00(1)
06/15/00(2)
01/13/00(3)
- -----------------------------------------------------------------------------
4. Transaction Code (Instr. 8)
M4(1) / M4(2) / A(3)
- -----------------------------------------------------------------------------
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
2,674,170/Disposed(1)
2,674,170/Disposed(2)
3,000,000/Acquired(3)
- -----------------------------------------------------------------------------
6. Date Exercisable and Expiration Date (Month/Day/Year)
12/17/97(exercisable) and 12/31/01(expiration)(1)
12/17/97(exercisable) and 12/31/01(expiration)(2)
01/13/00(exercisable) and 01/13/10(expiration)(3)
- -----------------------------------------------------------------------------
7. Title and Amount of Underlying Securities (Instr. 3 and 4)
Common Stock (series designated CD stock)/2,674,170 shares(1)
Common Stock (series designated CD stock)/2,674,170 shares(2)
Common Stock (series designated CD stock)/3,000,000 shares(3)
- -----------------------------------------------------------------------------
8. Price of Derivative Securities (Instr. 5)
$0 (1)(2)(3)
- ----------------------------------------------------------------------------
9. Number of Derivative Securities Beneficially Owned at End of Year
(Instr. 4)
0(1)
0(2)
3,000,000(3)
- -----------------------------------------------------------------------------
10. Ownership Form of Derivative Security: Direct(D) or Indirect(I)
(Instr. 4)
Direct (1)(2)(3)
- -----------------------------------------------------------------------------
11. Nature of Indirect Beneficial Ownership (Instr. 4)
- -----------------------------------------------------------------------------
EXPLANATION OF RESPONSES:
/s/ Lynn Feldman February 14, 2001
--------------------------------- -----------------
** SIGNATURE OF REPORTING PERSON DATE
By: Lynn Feldman, Attorney-in-fact
Silverman, Henry R.
9 West 57th Street
37th Floor
New York, New York 1019
Cendant Corporation (CD)
** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY
SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE.
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB NUMBER.
===========================================================================